Compliance Risk Management: How to Structure and Lead the Compliance Function Effectively


Compliance Risk Management: How to Structure and Lead the Compliance Function Effectively

This training course aims to help attendees to gain a thorough understanding and appreciation of the need for a robust and well-equipped compliance function within any institution specialised in providing financial services. The course will provide participants with a detailed overview of the need for financial services regulation; the instruments, institutions, participants, and markets, thereupon regulation proceeds; the skills necessary to excel as a compliance officer; the construction of a well-functioning compliance department; the various strategies and techniques to comply with regulatory requirements; and the use of the compliance function as a risk mitigation tool. Participants will gain crucial insights that will help them to mitigate the risk of regulatory and compliance hurdles and promote a culture of compliance within their corporation.

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